Compliance Officers

A compliance office is an employee of a practice that ensures the firm is compliant with its regulatory and legal requirements, and any internal policies and procedures.

Compliance officers are generally responsible for the implementation of the firm's AML policy, to ensure that the practice is not exposed to money-laundering risk or involved in facilitating crime.

It's easy to create records for your company compliance officers so you can keep track of their roles and start dates. 

Here, you can: 

• Add a Compliance Officer
• Edit a Compliance Officer
• Delete a compliance officer